
Collaborative Research![]()
G. Resource Studies on Warriors and the Samurai Class in Medieval and Early Modern Times
| Type of Research | Scientific Research |
|---|---|
| Project Title | Research on Advanced Digitalization of Historical Materials |
| Research Title | G. Resource Studies on Warriors and the Samurai Class in Medieval and Early Modern Times |
| Head of the Research Team | TAKAHASHI Kazuki |
| Research Period | 2008–2010 |
| Research Team |
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| Purpose | This is incremental research presenting questions in order to construct general historical images of Japanese bushi (or samurai). In this research, we examine the possibility of new periodical and historical images of bushi based on buke (or bushi family) documents and other materials. Buke documents as historical materials have been conventionally engaged with as (1) subjects of analysis to utilize in historical descriptions or (2) subjects of research into old documents centering on style classification. In these efforts, research has proceeded in a segmented way depending on the conventional division into periods, such as medieval and early modern. In addition, conventional attitudes in historical research ever since the early modern period, as well as the modern science of history, have placed excessive emphasis on old materials, with scant attention to the relationships between these old documents and various other historical materials. There are certainly some problems associated with the conventional fragmented research method. This is because they do not give necessary consideration to the relationships between historical facts, such as intermittent uprising of warrior governments between the end of the 12th century and the second half of the 19th century or the existence of "bushi" or "samurai," and political ideologies, including reproduction and creation of bushi images since the modern period. As comparative historical studies have indicated, a long period of warrior administrations and bushis becoming administrative officers are phenomena specific to Japan. However, the process of bushi developing into undertakers of civil services has not been fully understood yet, while the influences of the changes in their political and social roles on physical materials such as documents are still unknown, too. In other words, what makes bushi a bushi is not self-evident at all. Documents and other bushi materials have been handed down and exist within a continuity based on a certain time structure with intermediation of family lines. Though this calls for close attention, this schema should not be taken as fixed. For example, the contents and characteristics of documents can be changed (as seen with medieval title deeds transformed into ritual materials in the early modern period). It is necessary to observe the dynamic aspects of documents as physical objects, which can be moved, counterfeited, frequently copied, altered, have their information concealed, and repeatedly reedited as material groups. Through this kind of approach, it is possible to gain a greater awareness of bushis, the subjects of these activities, as well as their continuity and discontinuity in the history. At the same time, it will enable an understanding of the way of the state and society surrounding them and establish a new framework other than the conventional periodization. The purpose of this research is to dissolve the conventional framework of periodization and analyze buke documents and relating materials with special emphasis on original documents from the viewpoint just discussed. In the process, the group will also pay attention to recent research trends that underline the necessity of researching buke documents from an organic historical viewpoint. For the time being, the group will focus on the format and outer appearance of documents, as well as their lifecycle as physical objects. In addition, the group will consider the social influences of buke documents in terms of their preparation, conservation, and functions, by comparing them with the cases of court nobles and temple or shrine documents, as well as those handed down among common people. With regard to their functions as physical objects and the reasons for their being handed down, the group will introduce a new viewpoint, seeing buke documents as representations of bushi or buke (a tool to demonstrate prestige, for example). The group will also examine the structure of their relations with other historical materials, such as weapons and armor, paintings, waka materials, tea utensils, flower arrangement-related materials, etc. In the process, the group will pay close attention to archaeological materials, including lacquer paper documents in the medieval and early modern periods, which so far have not been researched in any depth. The group's research will center on buke documents of the medieval to early modern periods owned by NMJH. On the basis of cooperative work with not only research institutions within the National Institutes for the Humanities, but also other historical museums in Japan, the group aims at the establishment of sufficient systems for integration and examination of a wide range of materials. Along with that, in order to deal with the difficulty that historical museums and resource centers, including NMJH, have been having in their attempts to exhibit document materials, to the group hopes to explore new ways of document exhibition in cooperation with information engineering and other scientific fields. |
2008
Progress
The characteristics of the chosen research method to be mentioned are the as-needed basis of visits to project exhibitions and special exhibition projects of bushi- or buke-related materials held at museums and resource centers in Kanto area, in addition to workshops and material investigation requiring exhaustive labor at NMJH. The group also held open-ended discussions on original documents and exhibition venues among the participating cooperative research team members, including those in charge of exhibitions.
Exhibition Tours
- Gunma Prefectural Museum of History: Letters from Sengoku Bushos
- Kanagawa Prefectural Museum of Cultural History: Sengoku Daimyo Hojo and Related
Documents
- Fukagawa Edo Museum: Bushis in Edo and Fishing Culture
- Kumagaya City Library: Our Hero, Jiro-Naozane Kumagai
- Gunma Prefectural Museum of History: Katana Talks
Individual Material Investigation
Shinagawa Museum of History, Nakagawa Funabansho Museum, Edo-Tokyo Museum, Ishikawa Prefectural Library, Maeda Tosanokami-ke Shiryokan Museum, Niigata City History Museum, Murakami History Museum, Murakami Museum of History, Osaka Castle Museum, Kyoto Prefectural Library and Archives
Result
In order to obtain a material theoretical overview of bushi- and buke-related materials, the group proposed a tentative hypothesis to classify them as (1) self-representation by bushi or buke and (2) representation by a third party, mainly those other than bushi and buke, based on a viewpoint of diachronic functions up to today. This marks a significant difference from conventional materialistic and stereotyped ways of classification based on separate academic fields and research methods, such as documents, classical documents, weapons and armor, paintings, various tools, etc. The group also jointly conducted workshops, material investigation, and discussion with an institution integrated research project, "Integration of Bushi-Related Materials." As a result, in order to take into account the dynamism of history, such as changes in the motivation for material preparation, variations in the forms of handing down, and multidimensional changes in functions, the group proposed the introduction of a time basis, that is, roughly speaking, to look at documents in the context of (1) the time when they were being prepared and (2) later times. An overall view of bushi- and buke-related materials is still pending. However, it is a significant result that the group obtained a hypothetical method to logically sort out and identify the position of various forms of existing materials (or those that once existed).
During the year, the group investigated materials owned by NMJH and visited many exhibitions held at museums in the Kanto area. Through these activities, it identified some cases beyond its assumption, from a review of conventional research history, in terms of variation in family documents among buke in the medieval and early modern periods with practical material evidence.
These cases are classified into the following patterns:
a) Existed as buke through the medieval and early modern periods
b) Existed as buke in the medieval but extinguished or turned to farmers in the early modern period
c) Details are unknown with regard to the medieval time but existed as buke ever since (the early years of) the early modern period
d) Newly started as buke in the early modern period
e) Meets both a) and b) (separated from buke status at some stage of history.)
Importantly, the group also discussed modes to be applied for actual exhibition of documents (representation based on the contemporary time basis supported by historical research) at various locations.
There was also progress in terms of developing new techniques for exhibiting documents and paintings materials utilizing digital techniques. In order to realize smooth access to materials and analysis on a daily basis for cooperative research members (non-NMJH researchers in particular), a part of the collection of microfilms of Honda family documents was digitized and a simplified information browsing system constructed (The system be will complete in the first half of the next year). This is one research result that can be utilized for a project exhibition being held in 2010. This digitization work is also a part of an effort to improve material information in view of more developed and specialized cooperative research and project exhibitions in the near future, centering on Honda family documents as an actual practice of "museum-based research integration." Similarly, the NMJH-owned "Zenkunen Kassen Emaki" was digitized with the aid of a cooperative research team member, Fumio Adachi.



















